Compliance Assessment

Our professionals have amassed extensive experience for many years now, acting for their clients in relation to regulatory inspections and investigations.

Our firm can provide an effective compliance check-up regarding the most important functions of an Investment Firm, leading to the identification of compliance weaknesses and risks. In co-operation with the internal auditors and the management of the investment firm we can develop best practices addressing any weaknesses and mitigate risks, and if necessary, suggest the amendment and updating of existing policies, procedures and controls.